PRIMARY AREAS OF PRACTICE

 Securities Law

Our Securities Law practice involves representing investors and public and private companies of all sizes in an array of issues relating to debt and equity financing of capital investments. We assist our clients in obtaining financing from public and private markets through a variety of means, including standard securities offerings, options, convertible securities, and notes. Whatever options our clients choose to pursue, we structure the transactions and prepare the necessary documentation and registration forms.

In addition, we advise our clients on ongoing reporting and disclosure requirements relating to the Securites Act of 1933, the Securities Exchange Act of 1934, state Blue Sky laws, and the rules of the National Association of Securities Dealers. We assist our clients in maintaining compliance with these regulations, including filing the appropriate forms with the Securities Exchange Commission and other agencies. When necessary, we also defend our clients from actual or potential administrative actions through negotiations with the relevant governmental bodies and, where negotiations prove unsuccessful, through litigation.

 
Practice Overview

Attorneys in this Area


Jacob Calvani
Penina Chiu
Frederic Dorwart
Michael Hedin II
Karen Mintz
Amy Newsome
Eric Swenton
Dustin Vanderhoof
Tamara Wagman

Related Practice Areas


Business and Corporate Law
Commercial Transactions
Complex Litigation


Representative Clients


Argonaut Private Equity LLC
BOK Financial Corporation
Boston Avenue Capital
LLC
Cavanal Hill Investment Management
Inc.
Cavanal Hill Mutual Funds
Kaiser-Francis Oil Company
Nadel & Gussman

Return to Areas of Practice List