LAWYER LISTING

 Tamara R. Wagman

 Ms. Tamara Wagman is a business lawyer who joined the firm in 1998.   Ms. Wagman represents banks and venture capital firms in mergers and acquisitions, finance, corporate governance, and securities and bank regulatory compliance.   Ms. Wagman also regularly consults on information technology, intellectual property and contracting.
 
Ms. Wagman received her J.D., magna cum laude, in 1995 from the Vermont Law School, where she was an editor of the Vermont Law Review. In 1992 she received her B.A., with highest distinction, from the University of Nebraska-Lincoln. There she was elected to the honor society, Phi Beta Kappa, and to the Innocents Society for outstanding scholarship and leadership.   Ms. Wagman has served as an adjunct Professor of Banking Law at the University of Tulsa School of Law.
 
Representative Recent Engagements: 
 

  • Negotiate and obtain regulatory approvals for acquisitions of state and national banks, SEC registered investment advisors and trust and asset management companies. 
     
  • Negotiate FDIC assisted acquisition of mortgage servicing rights. 
     
  • Organize and obtain regulatory approval for de novo bank charter. 
     
  • Assist with all aspects of Securities Exchange Act of 1934 and bank regulatory compliance. 
     
  • Participate in regulatory examinations by the Office of the Comptroller of the Currency, Federal Reserve Board of Governors, Consumer Financial Protection Bureau and Securities and Exchange Commission. 
     
  • Provide assistance with board of director governance and training. 
     
  • Advise clients regarding corporate wide policy and procedure implementation and oversight. 
     
  • Advise clients regarding issuance of subordinated debt securities. 
     
  • Advise clients in the purchase of Bank Owned Life Insurance. 
     
  • Effect go-dark transaction for NASDAQ listed company.

 
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